Compliance

Avoiding Insider Trading (TLTAIT21)


Description
This 20-minute course is for anyone working in either a public or private organization that needs to be aware and respect the laws governing insider trading. It defines insider trading and the use of MNPI. Topics covered include SEC enforcement, avoiding insider tipping, and defining confidential information. Penalties and violations as well as reporting obligations are also addressed.

This course covers:
• Recognizing the purpose of insider trading laws
• Defining what constitutes illegal trading
• Identifying examples of material, nonpublic information (MNPI)
• Compliance with company policies and procedures
• Fulfilling reporting obligations
• Understanding the penalties for violations

Courses from Traliant can be translated in 100+ languages. To find out more about translations connect with us at talentlms@traliant.com.

20 mins | Video | talentlms@traliant.com
Content
  • AvoidingInsiderTrading
Completion rules
  • All units must be completed